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Guggenheim Active Allocation Fund (GUG) Stock Analysis & Price (Updated Oct 16, 2026, 4:00 PM ET)
Updated Oct 16, 2026, 4:00 PM ET
What changed since yesterday
- Closed at $13.69, -0.58% vs the prior close of $13.77.
- Volume 76.75K shares, 0.6x its 50-day average.
- No new SEC filings since the prior session.
- No new insider buys or sales reported since the prior session.
GUG dips 0.6% to $13.69. Closed at $13.69, -0.58% vs the prior close of $13.77. Day range $13.65–$13.90, opened at $13.82.
Last close$13.69-0.58%
Day range13.65–13.90
Open13.82
Volume76.75K
52-week range13.55–16.46
Avg volume (20d)144.21K
GUG daily analysis — what happened
A plain-English, data-only note written after every US trading day. Newest first; older days stay archived below.
Oct 16, 2026 — GUG dips 0.6% to $13.69
- Closed at $13.69, -0.58% vs the prior close of $13.77. Day range $13.65–$13.90, opened at $13.82.
- Volume was 76.75K shares, 0.6x its 50-day average of 124.22K.
- Price is -6.5% vs its 50-day average ($14.65) and -11.5% vs its 200-day average ($15.47).
- 52-week range $13.55–$16.46; today's close sits at 5% of that range, 16.8% below the 52-week high.
Oct 15, 2026 — GUG rises 0.8% to $13.77
- Closed at $13.77, +0.81% vs the prior close of $13.66. Day range $13.55–$13.78, opened at $13.55.
- Volume was 107.60K shares, 0.9x its 50-day average of 124.26K.
- Price is -6.2% vs its 50-day average ($14.68) and -11.0% vs its 200-day average ($15.47).
- 52-week range $13.55–$16.46; today's close sits at 8% of that range, 16.3% below the 52-week high.
Oct 14, 2026 — GUG dips 2.0% to $13.66, a 52-week low
- Closed at $13.66, -2.01% vs the prior close of $13.94. Day range $13.64–$13.93, opened at $13.93.
- Volume was 170.00K shares, 1.4x its 50-day average of 122.84K.
- Price is -7.2% vs its 50-day average ($14.72) and -11.8% vs its 200-day average ($15.48).
- 52-week range $13.64–$16.46; today's close sits at 1% of that range, 17.0% below the 52-week high.
Oct 13, 2026 — GUG ends flat (+0.2%) to $13.94
- Closed at $13.94, +0.22% vs the prior close of $13.91. Day range $13.85–$14.00, opened at $14.00.
- Volume was 71.00K shares, 0.6x its 50-day average of 123.03K — lighter than usual.
- Price is -5.5% vs its 50-day average ($14.75) and -10.0% vs its 200-day average ($15.49).
- 52-week range $13.65–$16.46; today's close sits at 10% of that range, 15.3% below the 52-week high.
Oct 12, 2026 — GUG dips 0.5% to $13.91
- Closed at $13.91, -0.50% vs the prior close of $13.98. Day range $13.87–$13.97, opened at $13.94.
- Volume was 63.30K shares, 0.5x its 50-day average of 123.12K — lighter than usual.
- Price is -5.9% vs its 50-day average ($14.78) and -10.3% vs its 200-day average ($15.50).
- 52-week range $13.65–$16.46; today's close sits at 9% of that range, 15.5% below the 52-week high.
Oct 9, 2026 — GUG rises 0.8% to $13.98
- Closed at $13.98, +0.79% vs the prior close of $13.87. Day range $13.85–$14.00, opened at $13.85.
- Volume was 70.30K shares, 0.6x its 50-day average of 123.90K — lighter than usual.
- Price is -5.6% vs its 50-day average ($14.81) and -9.8% vs its 200-day average ($15.51).
- 52-week range $13.65–$16.46; today's close sits at 12% of that range, 15.1% below the 52-week high.
Oct 8, 2026 — GUG ends flat (-0.1%) to $13.87
- Closed at $13.87, -0.07% vs the prior close of $13.88. Day range $13.80–$14.00, opened at $13.98.
- Volume was 136.80K shares, 1.1x its 50-day average of 122.77K.
- Price is -6.5% vs its 50-day average ($14.84) and -10.6% vs its 200-day average ($15.51).
- 52-week range $13.65–$16.46; today's close sits at 8% of that range, 15.7% below the 52-week high.
Oct 7, 2026 — GUG dips 0.5% to $13.88
- Closed at $13.88, -0.50% vs the prior close of $13.95. Day range $13.76–$13.95, opened at $13.81.
- Volume was 111.30K shares, 0.9x its 50-day average of 122.41K.
- Price is -6.7% vs its 50-day average ($14.87) and -10.6% vs its 200-day average ($15.52).
- 52-week range $13.65–$16.46; today's close sits at 8% of that range, 15.7% below the 52-week high.
Oct 6, 2026 — GUG rises 1.8% to $13.95
- Closed at $13.95, +1.75% vs the prior close of $13.71. Day range $13.65–$13.98, opened at $13.65.
- Volume was 167.80K shares, 1.4x its 50-day average of 120.30K.
- Price is -6.4% vs its 50-day average ($14.90) and -10.2% vs its 200-day average ($15.53).
- 52-week range $13.65–$16.46; today's close sits at 11% of that range, 15.2% below the 52-week high.
Oct 5, 2026 — GUG dips 1.4% to $13.71, a 52-week low, 3 down days in a row
- Closed at $13.71, -1.37% vs the prior close of $13.90. Day range $13.65–$13.89, opened at $13.81.
- Volume was 178.30K shares, 1.5x its 50-day average of 118.38K.
- Price is -8.2% vs its 50-day average ($14.93) and -11.8% vs its 200-day average ($15.54).
- 52-week range $13.65–$16.46; today's close sits at 2% of that range, 16.7% below the 52-week high.
- That makes 3 straight losses.
Oct 2, 2026 — GUG ends flat (-0.3%) to $13.90 on 2.1x normal volume
- Closed at $13.90, -0.29% vs the prior close of $13.94. Day range $13.83–$14.03, opened at $13.98.
- Volume was 244.10K shares, 2.1x its 50-day average of 116.96K — unusually heavy trading.
- Price is -7.1% vs its 50-day average ($14.96) and -10.6% vs its 200-day average ($15.54).
- 52-week range $13.72–$16.46; today's close sits at 7% of that range, 15.6% below the 52-week high.
GUG latest news & SEC filings
Every SEC filing by or about GUG in the last 120 days, explained in plain English. Updated daily, with a same-day refresh for new filings.
Sep 18, 2026 · Form 40-17G — 40-17G filing
40-17G filing
Aug 24, 2026 · Form N-PX — Annual proxy voting record
Annual proxy voting record
Jul 22, 2026 · Form NPORT-P — NPORT-P filing
NPORT-P filing
Things to know before you trade GUG
- How much it moves: over the last 20 sessions the average daily move was 0.99% (largest 2.4%). That is a relatively calm stock.
- Liquidity: about 144.21K shares (≈$1.97M) trade per day on average. Thin volume can mean wider bid/ask spreads.
- 52-week position: $13.69 vs a range of $13.55–$16.46 (5% of the range).
- Dividends: last ex-dividend date Oct 15, 2026 ($0.119/share); 12 payments in the past 12 months.
- Splits: none in the last 2 years.
- Insider trades (Form 4, last 12 months, recent 25 shown): 4 open-market buys, 4 sales; latest: Randall C Barnes sold 3,000 shares on Mar 6, 2026.
- Latest filings: 8-K Dec 15, 2025; 8-K Apr 29, 2022.
- Listing: NYSE · industry: —.
GUG market data (last 20 sessions)
| Date | Open | High | Low | Close | Volume |
|---|---|---|---|---|---|
| Oct 16, 2026 | 13.82 | 13.90 | 13.65 | 13.69 | 76.75K |
| Oct 15, 2026 | 13.55 | 13.78 | 13.55 | 13.77 | 107.60K |
| Oct 14, 2026 | 13.93 | 13.93 | 13.64 | 13.66 | 170.00K |
| Oct 13, 2026 | 14.00 | 14.00 | 13.85 | 13.94 | 71.00K |
| Oct 12, 2026 | 13.94 | 13.97 | 13.87 | 13.91 | 63.30K |
| Oct 9, 2026 | 13.85 | 14.00 | 13.85 | 13.98 | 70.30K |
| Oct 8, 2026 | 13.98 | 14.00 | 13.80 | 13.87 | 136.80K |
| Oct 7, 2026 | 13.81 | 13.95 | 13.76 | 13.88 | 111.30K |
| Oct 6, 2026 | 13.65 | 13.98 | 13.65 | 13.95 | 167.80K |
| Oct 5, 2026 | 13.81 | 13.89 | 13.65 | 13.71 | 178.30K |
| Oct 2, 2026 | 13.98 | 14.03 | 13.83 | 13.90 | 244.10K |
| Oct 1, 2026 | 14.11 | 14.11 | 13.92 | 13.94 | 230.90K |
| Sep 30, 2026 | 14.21 | 14.24 | 13.90 | 14.15 | 219.60K |
| Sep 29, 2026 | 13.72 | 14.20 | 13.72 | 14.14 | 176.50K |
| Sep 28, 2026 | 13.81 | 13.90 | 13.75 | 13.82 | 175.30K |
| Sep 25, 2026 | 13.79 | 13.97 | 13.77 | 13.93 | 123.40K |
| Sep 24, 2026 | 13.85 | 13.87 | 13.75 | 13.79 | 214.50K |
| Sep 23, 2026 | 14.30 | 14.34 | 13.88 | 13.96 | 137.00K |
| Sep 22, 2026 | 14.59 | 14.59 | 14.25 | 14.30 | 115.30K |
| Sep 21, 2026 | 14.59 | 14.64 | 14.45 | 14.50 | 94.50K |
About Guggenheim Active Allocation Fund
Guggenheim Active Allocation Fund (GUG) is listed on the NYSE and classified by the SEC under “—”. Its business address is in CHICAGO, IL. State of incorporation: DE. Fiscal year ends May 31. SEC CIK 1864208.
GUG board of directors & executives
From SEC Form 3/4/5 insider filings made in the last 12 months (date = latest filing).
Directors
| Name | Role | Latest filing |
|---|---|---|
| Randall C Barnes | TRUSTEE | Mar 9, 2026 |
| Ronald Nyberg | TRUSTEE | Dec 19, 2025 |
Executive officers
| Name | Title | Latest filing |
|---|---|---|
| No Form 3/4/5 filings by this group in the last 12 months. | ||
Recent insider buys & sales
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Mar 6, 2026 | Randall C Barnes | Sale | 3,000 | $15.85 |
| Mar 6, 2026 | Randall C Barnes | Sale | 3,000 | $15.85 |
| Mar 6, 2026 | Randall C Barnes | Sale | 3,000 | $15.85 |
| Mar 6, 2026 | Randall C Barnes | Sale | 3,000 | $15.85 |
| Dec 18, 2025 | Ronald Nyberg | Buy | 321 | $15.53 |
| Dec 18, 2025 | Ronald Nyberg | Buy | 321 | $15.53 |
| Dec 18, 2025 | Ronald Nyberg | Buy | 321 | $15.53 |
| Dec 18, 2025 | Ronald Nyberg | Buy | 321 | $15.53 |
GUG financials (annual, from XBRL filings)
| Fiscal year end | Revenue | Net income | Diluted EPS | Operating cash flow |
|---|---|---|---|---|
| No annual XBRL figures available (foreign filers often report on Form 20-F). | ||||
Latest balance sheet: total assets $—, total liabilities $—, cash $—.
GUG earnings / results-day log
| Date | Filing | Close that day |
|---|---|---|
| No 8-K earnings releases in recent filings. | ||
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Information only, not investment advice. BuyMeWhiskey is not a registered investment adviser or broker-dealer; nothing here is a recommendation to buy, sell or hold any security, and there are no price targets. Data comes from SEC EDGAR filings and public end-of-day market data and may be delayed or contain errors. Verify with the company's filings before making decisions. Prices: end-of-day data as of Oct 16, 2026, 4:00 PM ET. Filings: SEC EDGAR. Updated after every US trading day.