TOP Financial (TOP) Latest Stock Analysis Report – Oct 15, 2026, 4:00 PM ET
Updated Oct 15, 2026, 4:00 PM ET
TOP slides 11.2% to $13.29, a 1-month low on 3.9x normal volume. Closed at $13.29, -11.22% vs the prior close of $14.97. Day range $13.09–$15.16, opened at $14.96.
TOP daily analysis — what happened
A plain-English, data-only note written after every US trading day. Newest first; older days stay archived below.
Oct 15, 2026 — TOP slides 11.2% to $13.29, a 1-month low on 3.9x normal volume
- Closed at $13.29, -11.22% vs the prior close of $14.97. Day range $13.09–$15.16, opened at $14.96.
- Volume was 435.10K shares, 3.9x its 50-day average of 110.97K — unusually heavy trading.
- Price is -7.7% vs its 50-day average ($14.41) and +66.0% vs its 200-day average ($8.01).
- 52-week range $3.06–$17.42; today's close sits at 71% of that range, 23.7% below the 52-week high.
- That makes 3 straight losses.
Oct 14, 2026 — TOP dips 0.9% to $14.97 on 2.3x normal volume
- Closed at $14.97, -0.93% vs the prior close of $15.11. Day range $14.32–$15.40, opened at $15.09.
- Volume was 253.50K shares, 2.3x its 50-day average of 107.94K — unusually heavy trading.
- Price is +4.3% vs its 50-day average ($14.35) and +87.9% vs its 200-day average ($7.97).
- 52-week range $3.06–$17.42; today's close sits at 83% of that range, 14.1% below the 52-week high.
- SEC filings that day: 8-K.
Oct 13, 2026 — TOP ends flat (-0.2%) to $15.11
- Closed at $15.11, -0.20% vs the prior close of $15.14. Day range $14.84–$15.65, opened at $15.25.
- Volume was 83.70K shares, 0.8x its 50-day average of 109.08K.
- Price is +5.9% vs its 50-day average ($14.27) and +90.9% vs its 200-day average ($7.92).
- 52-week range $3.06–$17.42; today's close sits at 84% of that range, 13.3% below the 52-week high.
Oct 12, 2026 — TOP rises 1.5% to $15.14 on 2.3x normal volume
- Closed at $15.14, +1.47% vs the prior close of $14.92. Day range $14.76–$15.79, opened at $15.07.
- Volume was 238.70K shares, 2.3x its 50-day average of 106.04K — unusually heavy trading.
- Price is +6.8% vs its 50-day average ($14.18) and +92.4% vs its 200-day average ($7.87).
- 52-week range $3.06–$17.42; today's close sits at 84% of that range, 13.1% below the 52-week high.
Oct 9, 2026 — TOP slides 4.7% to $14.92
- Closed at $14.92, -4.73% vs the prior close of $15.66. Day range $14.90–$15.90, opened at $15.66.
- Volume was 108.50K shares, 1.0x its 50-day average of 106.50K.
- Price is +6.0% vs its 50-day average ($14.08) and +90.8% vs its 200-day average ($7.82).
- 52-week range $3.06–$17.42; today's close sits at 83% of that range, 14.3% below the 52-week high.
- SEC filings that day: 8-K.
Oct 8, 2026 — TOP rises 1.0% to $15.66, a 1-month high
- Closed at $15.66, +1.03% vs the prior close of $15.50. Day range $15.28–$16.00, opened at $15.53.
- Volume was 76.70K shares, 0.7x its 50-day average of 106.66K.
- Price is +11.9% vs its 50-day average ($13.99) and +101.5% vs its 200-day average ($7.77).
- 52-week range $3.06–$17.42; today's close sits at 88% of that range, 10.1% below the 52-week high.
Oct 7, 2026 — TOP rises 2.2% to $15.50
- Closed at $15.50, +2.24% vs the prior close of $15.16. Day range $15.01–$15.93, opened at $15.16.
- Volume was 74.60K shares, 0.7x its 50-day average of 106.14K.
- Price is +11.6% vs its 50-day average ($13.89) and +100.8% vs its 200-day average ($7.72).
- 52-week range $3.06–$17.42; today's close sits at 87% of that range, 11.0% below the 52-week high.
Oct 6, 2026 — TOP dips 2.6% to $15.16
- Closed at $15.16, -2.63% vs the prior close of $15.57. Day range $15.07–$16.19, opened at $15.62.
- Volume was 115.40K shares, 1.1x its 50-day average of 105.47K.
- Price is +9.8% vs its 50-day average ($13.80) and +97.7% vs its 200-day average ($7.67).
- 52-week range $3.06–$17.42; today's close sits at 84% of that range, 13.0% below the 52-week high.
Oct 5, 2026 — TOP rises 1.3% to $15.57, a 1-month high
- Closed at $15.57, +1.30% vs the prior close of $15.37. Day range $14.92–$15.85, opened at $15.33.
- Volume was 85.50K shares, 0.8x its 50-day average of 105.80K.
- Price is +13.5% vs its 50-day average ($13.72) and +104.4% vs its 200-day average ($7.62).
- 52-week range $3.06–$17.42; today's close sits at 87% of that range, 10.6% below the 52-week high.
Oct 2, 2026 — TOP rises 2.9% to $15.37
- Closed at $15.37, +2.95% vs the prior close of $14.93. Day range $14.94–$15.60, opened at $15.00.
- Volume was 84.50K shares, 0.8x its 50-day average of 105.05K.
- Price is +12.8% vs its 50-day average ($13.62) and +103.1% vs its 200-day average ($7.57).
- 52-week range $3.06–$17.42; today's close sits at 86% of that range, 11.8% below the 52-week high.
TOP latest news & SEC filings
Every SEC filing by or about TOP in the last 120 days, explained in plain English. Updated daily, with a same-day refresh for new filings.
Oct 16, 2026 · 8-K — Current report
Current report — a filing companies must make within 4 business days of a major event
- Item 7.01 — Released information under Regulation FD (e.g. a presentation or press release).
Oct 14, 2026 · 8-K — Current report
Current report — a filing companies must make within 4 business days of a major event
- Item 7.01 — Released information under Regulation FD (e.g. a presentation or press release).
Oct 13, 2026 · 3 — Initial insider ownership statement (Form 3)
Initial insider ownership statement (Form 3) — a new director, officer or 10% owner disclosed their holdings
Oct 9, 2026 · 8-K — Current report
Current report — a filing companies must make within 4 business days of a major event
- Item 5.02 — Change in directors or officers (appointment, departure or pay).
Oct 8, 2026 · 424B3 — Prospectus / supplement for an offering or resale
Prospectus / supplement for an offering or resale
An offering document: new shares or debt may be sold, which can increase the share count (dilution) or debt load. Size and terms are in the prospectus.
Oct 1, 2026 · F-1 — F-1 filing
F-1 filing
An offering document: new shares or debt may be sold, which can increase the share count (dilution) or debt load. Size and terms are in the prospectus.
Sep 29, 2026 · 8-K — Current report
Current report — a filing companies must make within 4 business days of a major event
- Item 5.02 — Change in directors or officers (appointment, departure or pay).
Sep 21, 2026 · 8-K — Current report
Current report — a filing companies must make within 4 business days of a major event
- Item 5.02 — Change in directors or officers (appointment, departure or pay).
Sep 4, 2026 · 8-K — Current report
Current report — a filing companies must make within 4 business days of a major event
- Item 7.01 — Released information under Regulation FD (e.g. a presentation or press release).
Aug 17, 2026 · 10-Q — Quarterly report (unaudited financial statements for the quarter)
Quarterly report (unaudited financial statements for the quarter)
Quarter ended Jun 30, 2026:
- Revenue: $1.08M (prior year $1.33M) (-19.3% vs Jun 30, 2025)
- Net income: -$113.43K (prior year $85.99K) (loss widened vs Jun 30, 2025)
- Diluted EPS: -$0.02 (prior year $0.01) (loss widened vs Jun 30, 2025)
Aug 17, 2026 · NT 10-Q — Notice of late quarterly report
Notice of late quarterly report
Aug 4, 2026 · 8-K — Current report
Current report — a filing companies must make within 4 business days of a major event
- Item 7.01 — Released information under Regulation FD (e.g. a presentation or press release).
Jul 31, 2026 · 3 — Initial insider ownership statement (Form 3)
Initial insider ownership statement (Form 3) — a new director, officer or 10% owner disclosed their holdings
Things to know before you trade TOP
- How much it moves: over the last 20 sessions the average daily move was 2.06% (largest 11.2%).
- Liquidity: about 124.44K shares (≈$1.65M) trade per day on average. Thin volume can mean wider bid/ask spreads.
- 52-week position: $13.29 vs a range of $3.06–$17.42 (71% of the range).
- Dividends: no cash dividends in the last 2 years.
- Splits: 1:5 on Aug 3, 2026
- Insider trades (Form 4, last 12 months, recent 25 shown): 0 open-market buys, 0 sales.
- Latest filings: 8-K Oct 16, 2026; 8-K Oct 14, 2026; 8-K Oct 9, 2026.
- Listing: Nasdaq · industry: Security & Commodity Brokers, Dealers, Exchanges & Services.
TOP market data (last 20 sessions)
| Date | Open | High | Low | Close | Volume |
|---|---|---|---|---|---|
| Oct 15, 2026 | 14.96 | 15.16 | 13.09 | 13.29 | 435.10K |
| Oct 14, 2026 | 15.09 | 15.40 | 14.32 | 14.97 | 253.50K |
| Oct 13, 2026 | 15.25 | 15.65 | 14.84 | 15.11 | 83.70K |
| Oct 12, 2026 | 15.07 | 15.79 | 14.76 | 15.14 | 238.70K |
| Oct 9, 2026 | 15.66 | 15.90 | 14.90 | 14.92 | 108.50K |
| Oct 8, 2026 | 15.53 | 16.00 | 15.28 | 15.66 | 76.70K |
| Oct 7, 2026 | 15.16 | 15.93 | 15.01 | 15.50 | 74.60K |
| Oct 6, 2026 | 15.62 | 16.19 | 15.07 | 15.16 | 115.40K |
| Oct 5, 2026 | 15.33 | 15.85 | 14.92 | 15.57 | 85.50K |
| Oct 2, 2026 | 15.00 | 15.60 | 14.94 | 15.37 | 84.50K |
| Oct 1, 2026 | 14.99 | 15.38 | 14.73 | 14.93 | 138.60K |
| Sep 30, 2026 | 15.00 | 15.77 | 14.76 | 14.99 | 79.00K |
| Sep 29, 2026 | 15.03 | 15.35 | 14.55 | 14.93 | 93.10K |
| Sep 28, 2026 | 15.30 | 15.47 | 15.00 | 15.13 | 77.70K |
| Sep 25, 2026 | 15.13 | 15.57 | 14.85 | 15.47 | 80.10K |
| Sep 24, 2026 | 15.00 | 15.64 | 14.80 | 14.99 | 92.30K |
| Sep 23, 2026 | 15.41 | 15.46 | 15.00 | 15.00 | 89.50K |
| Sep 22, 2026 | 15.04 | 15.64 | 14.86 | 15.40 | 79.10K |
| Sep 21, 2026 | 15.48 | 15.92 | 15.03 | 15.14 | 94.30K |
| Sep 18, 2026 | 15.10 | 16.20 | 15.04 | 15.21 | 109.00K |
About TOP Financial
TOP Financial (TOP) is listed on the Nasdaq and classified by the SEC under “Security & Commodity Brokers, Dealers, Exchanges & Services”. Its business address is in HOUSTON, TX. State of incorporation: Cayman Islands. Fiscal year ends March 31. SEC CIK 1848275.
TOP board of directors & executives
From SEC Form 3/4/5 insider filings made in the last 12 months (date = latest filing).
Directors
| Name | Role | Latest filing |
|---|---|---|
| Mei Cai | Director | Jul 31, 2026 |
| Anthony S. Chan | Director | Jul 31, 2026 |
| Mau Chung Ng | Director | Jul 31, 2026 |
| Junli Yang | DIRECTOR & CHAIRWOMAN | Jul 31, 2026 |
| Ka Fai Yuen | Director & CEO | Jul 31, 2026 |
Executive officers
| Name | Title | Latest filing |
|---|---|---|
| Yung Yung Lo | CFO | Jul 31, 2026 |
| Jennifer Hoi Ling Tam | COO | Jul 31, 2026 |
| Junli Yang | DIRECTOR & CHAIRWOMAN | Jul 31, 2026 |
| Ka Fai Yuen | Director & CEO | Jul 31, 2026 |
Recent insider buys & sales
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| No open-market insider buys or sales reported in the last 12 months. | ||||
TOP financials (annual, from XBRL filings)
| Fiscal year end | Revenue | Net income | Diluted EPS | Operating cash flow |
|---|---|---|---|---|
| Mar 31, 2026 | $4.72M | $-1.17M | -0.03 | $14.02M |
| Mar 31, 2025 | $3.33M | $-5.97M | -0.16 | $-14.47M |
Latest balance sheet: total assets $158.41M, total liabilities $121.41M, cash $10.41M (as of Jun 30, 2026).
TOP earnings / results-day log
| Date | Filing | Close that day |
|---|---|---|
| No 8-K earnings releases in recent filings. | ||
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Information only, not investment advice. BuyMeWhiskey is not a registered investment adviser or broker-dealer; nothing here is a recommendation to buy, sell or hold any security, and there are no price targets. Data comes from SEC EDGAR filings and public end-of-day market data and may be delayed or contain errors. Verify with the company's filings before making decisions. Prices: end-of-day data as of Oct 15, 2026, 4:00 PM ET. Filings: SEC EDGAR. Updated after every US trading day.