LPL Financial (LPLA) Latest Stock Analysis Report – Oct 15, 2026, 4:00 PM ET
LPLA rises 1.3% to $327.56. Closed at $327.56, +1.27% vs the prior close of $323.46. Day range $315.05–$327.99, opened at $322.01.
LPLA daily analysis — what happened
A plain-English, data-only note written after every US trading day. Newest first; older days stay archived below.
Oct 15, 2026 — LPLA rises 1.3% to $327.56
- Closed at $327.56, +1.27% vs the prior close of $323.46. Day range $315.05–$327.99, opened at $322.01.
- Volume was 957.20K shares, 1.4x its 50-day average of 700.00K.
- Price is -4.6% vs its 50-day average ($343.37) and +0.6% vs its 200-day average ($325.67).
- 52-week range $260.15–$400.16; today's close sits at 48% of that range, 18.1% below the 52-week high.
Oct 14, 2026 — LPLA dips 0.7% to $323.46, 3 down days in a row
- Closed at $323.46, -0.67% vs the prior close of $325.63. Day range $320.35–$326.85, opened at $320.35.
- Volume was 683.00K shares, 1.0x its 50-day average of 712.24K.
- Price is -6.0% vs its 50-day average ($344.01) and -0.7% vs its 200-day average ($325.86).
- 52-week range $260.15–$400.16; today's close sits at 45% of that range, 19.2% below the 52-week high.
- That makes 3 straight losses.
Oct 13, 2026 — LPLA dips 1.4% to $325.63
- Closed at $325.63, -1.36% vs the prior close of $330.12. Day range $321.61–$331.73, opened at $330.00.
- Volume was 616.20K shares, 0.9x its 50-day average of 717.76K.
- Price is -5.5% vs its 50-day average ($344.63) and -0.1% vs its 200-day average ($326.11).
- 52-week range $260.15–$400.16; today's close sits at 47% of that range, 18.6% below the 52-week high.
Oct 12, 2026 — LPLA ends flat (-0.2%) to $330.12
- Closed at $330.12, -0.23% vs the prior close of $330.88. Day range $329.50–$334.64, opened at $332.89.
- Volume was 335.40K shares, 0.5x its 50-day average of 735.69K — lighter than usual.
- Price is -4.4% vs its 50-day average ($345.32) and +1.2% vs its 200-day average ($326.35).
- 52-week range $260.15–$400.16; today's close sits at 50% of that range, 17.5% below the 52-week high.
Oct 9, 2026 — LPLA rises 0.9% to $330.88
- Closed at $330.88, +0.88% vs the prior close of $328.00. Day range $328.70–$335.44, opened at $331.09.
- Volume was 585.10K shares, 0.8x its 50-day average of 741.38K.
- Price is -4.3% vs its 50-day average ($345.80) and +1.3% vs its 200-day average ($326.57).
- 52-week range $260.15–$400.16; today's close sits at 51% of that range, 17.3% below the 52-week high.
Oct 8, 2026 — LPLA rises 1.0% to $328.00
- Closed at $328.00, +0.99% vs the prior close of $324.80. Day range $323.43–$333.89, opened at $324.77.
- Volume was 831.90K shares, 1.1x its 50-day average of 740.41K.
- Price is -5.2% vs its 50-day average ($345.96) and +0.4% vs its 200-day average ($326.77).
- 52-week range $260.15–$400.16; today's close sits at 48% of that range, 18.0% below the 52-week high.
Oct 7, 2026 — LPLA dips 2.3% to $324.80
- Closed at $324.80, -2.28% vs the prior close of $332.39. Day range $322.08–$332.81, opened at $331.13.
- Volume was 923.00K shares, 1.2x its 50-day average of 742.96K.
- Price is -6.2% vs its 50-day average ($346.16) and -0.7% vs its 200-day average ($326.94).
- 52-week range $260.15–$400.16; today's close sits at 46% of that range, 18.8% below the 52-week high.
Oct 6, 2026 — LPLA ends flat (+0.1%) to $332.39, 4 up days in a row
- Closed at $332.39, +0.12% vs the prior close of $331.98. Day range $330.53–$336.07, opened at $331.87.
- Volume was 739.80K shares, 1.0x its 50-day average of 738.86K.
- Price is -4.1% vs its 50-day average ($346.51) and +1.6% vs its 200-day average ($327.08).
- 52-week range $260.15–$400.16; today's close sits at 52% of that range, 16.9% below the 52-week high.
- That makes 4 straight gains.
Oct 5, 2026 — LPLA jumps 4.9% to $331.98 on 1.9x normal volume
- Closed at $331.98, +4.91% vs the prior close of $316.44. Day range $315.95–$334.35, opened at $319.86.
- Volume was 1.35M shares, 1.9x its 50-day average of 721.93K — unusually heavy trading.
- Price is -4.2% vs its 50-day average ($346.50) and +1.5% vs its 200-day average ($327.19).
- 52-week range $260.15–$400.16; today's close sits at 51% of that range, 17.0% below the 52-week high.
- That makes 3 straight gains.
Oct 2, 2026 — LPLA rises 1.4% to $316.44
- Closed at $316.44, +1.37% vs the prior close of $312.15. Day range $308.00–$317.41, opened at $311.27.
- Volume was 982.90K shares, 1.4x its 50-day average of 716.01K.
- Price is -8.7% vs its 50-day average ($346.43) and -3.3% vs its 200-day average ($327.37).
- 52-week range $260.15–$400.16; today's close sits at 40% of that range, 20.9% below the 52-week high.
Things to know before you trade LPLA
- Last results release: Jul 30, 2026 (8-K Item 2.02). Previous ones: Apr 30, 2026, Jan 29, 2026, Oct 30, 2025. Based on that rhythm, the next report is likely around Oct 29, 2026 — an estimate, not a confirmed date.
- How much it moves: over the last 20 sessions the average daily move was 1.69% (largest 7.5%).
- Liquidity: about 923.95K shares (≈$302.65M) trade per day on average.
- 52-week position: $327.56 vs a range of $260.15–$400.16 (48% of the range).
- Dividends: last ex-dividend date Aug 14, 2026 ($0.3/share); 4 payments in the past 12 months.
- Splits: none in the last 2 years.
- Insider trades (Form 4, last 12 months, recent 25 shown): 0 open-market buys, 25 sales; latest: Katharine Reeping sold 440 shares on Sep 11, 2026.
- Latest filings: 10-Q Aug 3, 2026; 8-K Jul 30, 2026; 8-K May 15, 2026.
- Share count: 78.74M shares outstanding (Jul 30, 2026), -1.6% vs a year earlier.
- Listing: Nasdaq · industry: Security & Commodity Brokers, Dealers, Exchanges & Services.
LPLA market data (last 20 sessions)
| Date | Open | High | Low | Close | Volume |
|---|---|---|---|---|---|
| Oct 15, 2026 | 322.01 | 327.99 | 315.05 | 327.56 | 957.20K |
| Oct 14, 2026 | 320.35 | 326.85 | 320.35 | 323.46 | 683.00K |
| Oct 13, 2026 | 330.00 | 331.73 | 321.61 | 325.63 | 616.20K |
| Oct 12, 2026 | 332.89 | 334.64 | 329.50 | 330.12 | 335.40K |
| Oct 9, 2026 | 331.09 | 335.44 | 328.70 | 330.88 | 585.10K |
| Oct 8, 2026 | 324.77 | 333.89 | 323.43 | 328.00 | 831.90K |
| Oct 7, 2026 | 331.13 | 332.81 | 322.08 | 324.80 | 923.00K |
| Oct 6, 2026 | 331.87 | 336.07 | 330.53 | 332.39 | 739.80K |
| Oct 5, 2026 | 319.86 | 334.35 | 315.95 | 331.98 | 1.35M |
| Oct 2, 2026 | 311.27 | 317.41 | 308.00 | 316.44 | 982.90K |
| Oct 1, 2026 | 301.56 | 314.31 | 300.00 | 312.15 | 836.80K |
| Sep 30, 2026 | 307.39 | 308.31 | 303.26 | 305.80 | 766.10K |
| Sep 29, 2026 | 312.90 | 314.41 | 305.05 | 308.05 | 1.20M |
| Sep 28, 2026 | 314.34 | 315.26 | 310.01 | 312.68 | 801.50K |
| Sep 25, 2026 | 309.23 | 319.57 | 309.23 | 314.36 | 1.13M |
| Sep 24, 2026 | 303.33 | 306.75 | 295.58 | 302.76 | 826.80K |
| Sep 23, 2026 | 309.90 | 315.41 | 301.79 | 302.47 | 1.11M |
| Sep 22, 2026 | 332.76 | 334.21 | 300.55 | 307.50 | 2.30M |
| Sep 21, 2026 | 332.77 | 335.93 | 327.28 | 332.26 | 387.50K |
| Sep 18, 2026 | 329.94 | 335.30 | 326.97 | 328.09 | 1.12M |
About LPL Financial
LPL Financial (LPLA) is listed on the Nasdaq and classified by the SEC under “Security & Commodity Brokers, Dealers, Exchanges & Services”. Its business address is in SAN DIEGO, CA. State of incorporation: DE. Fiscal year ends December 31. SEC CIK 1397911.
LPLA board of directors & executives
From SEC Form 3/4/5 insider filings made in the last 12 months (date = latest filing).
Directors
| Name | Role | Latest filing |
|---|---|---|
| Edward C Bernard | Director | Sep 1, 2026 |
| Paulett Eberhart | Director | Sep 1, 2026 |
| William Francis Jr Glavin | Director | Sep 1, 2026 |
| Somesh Khanna | Director | May 19, 2026 |
| Albert J Ko | Director | May 19, 2026 |
| Anne M Mulcahy | Director | May 19, 2026 |
| Allison Mnookin | Director | Sep 1, 2026 |
| James S Putnam | Director | Sep 1, 2026 |
| Richard P Schifter | Director | Sep 1, 2026 |
| Corey E. Thomas | Director | Sep 1, 2026 |
Executive officers
| Name | Title | Latest filing |
|---|---|---|
| Matthew J Audette | President and CFO | Apr 16, 2026 |
| Marc Eliot Cohen | Group Managing Director | Jun 15, 2026 |
| Matthew Enyedi | Group Managing Director | Aug 4, 2026 |
| Emily Field | Group Managing Director | Sep 8, 2026 |
| Greg Gates | Group Managing Director | Aug 21, 2026 |
| Aneri Jambusaria | Group Managing Director | Aug 31, 2026 |
| Matthew Morningstar | Group Managing Director | Feb 27, 2026 |
| Katharine Reeping | Principal Accounting Officer | Sep 14, 2026 |
| Richard Steinmeier | Chief Executive Officer | Feb 27, 2026 |
Recent insider buys & sales
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Sep 11, 2026 | Katharine Reeping | Sale | 440 | $347.88 |
| Aug 27, 2026 | Aneri Jambusaria | Sale | 308 | $357.36 |
| Aug 20, 2026 | Greg Gates | Sale | 4,119 | $355.38 |
| Jul 31, 2026 | Matthew Enyedi | Sale | 1 | $355.51 |
| Jul 31, 2026 | Matthew Enyedi | Sale | 51 | $354.52 |
| Jul 31, 2026 | Matthew Enyedi | Sale | 296 | $353.37 |
| Jul 31, 2026 | Matthew Enyedi | Sale | 463 | $352.77 |
| Jul 31, 2026 | Matthew Enyedi | Sale | 189 | $351.06 |
| Jun 17, 2026 | Aneri Jambusaria | Sale | 308 | $306.00 |
| Apr 15, 2026 | Matthew J Audette | Sale | 189 | $328.34 |
| Apr 15, 2026 | Matthew J Audette | Sale | 220 | $327.45 |
| Apr 15, 2026 | Matthew J Audette | Sale | 595 | $331.09 |
| Apr 15, 2026 | Matthew J Audette | Sale | 106 | $332.27 |
| Apr 14, 2026 | Matthew J Audette | Sale | 139 | $326.16 |
| Apr 14, 2026 | Matthew J Audette | Sale | 330 | $325.00 |
LPLA financials (annual, from XBRL filings)
| Fiscal year end | Revenue | Net income | Diluted EPS | Operating cash flow |
|---|---|---|---|---|
| Dec 31, 2025 | $16.99B | $863.02M | 10.92 | $-411.40M |
| Dec 31, 2024 | $12.39B | $1.06B | 14.03 | $277.59M |
| Dec 31, 2023 | $10.05B | $1.07B | 13.69 | $512.61M |
| Dec 31, 2022 | $8.60B | $845.70M | 10.40 | $1.95B |
| Dec 31, 2021 | $7.72B | $459.87M | 5.63 | $453.13M |
Latest balance sheet: total assets $19.79B, total liabilities $14.03B, cash $1.28B (as of Jun 30, 2026).
LPLA earnings / results-day log
| Date | Filing | Close that day |
|---|---|---|
| Jul 30, 2026 | 8-K Item 2.02 (results) | $339.17 |
| Apr 30, 2026 | 8-K Item 2.02 (results) | $334.13 |
| Jan 29, 2026 | 8-K Item 2.02 (results) | $362.71 |
| Oct 30, 2025 | 8-K Item 2.02 (results) | $338.49 |
| Jul 31, 2025 | 8-K Item 2.02 (results) | $395.73 |
| May 8, 2025 | 8-K Item 2.02 (results) | $338.99 |
| Jan 30, 2025 | 8-K Item 2.02 (results) | $361.80 |
| Oct 30, 2024 | 8-K Item 2.02 (results) | $264.02 |
| Jul 25, 2024 | 8-K Item 2.02 (results) | — |
| Apr 30, 2024 | 8-K Item 2.02 (results) | — |
| Feb 1, 2024 | 8-K Item 2.02 (results) | — |
| Oct 26, 2023 | 8-K Item 2.02 (results) | — |
More on LPLA
Information only, not investment advice. BuyMeWhiskey is not a registered investment adviser or broker-dealer; nothing here is a recommendation to buy, sell or hold any security, and there are no price targets. Data comes from SEC EDGAR filings and public end-of-day market data and may be delayed or contain errors. Verify with the company's filings before making decisions. Prices: end-of-day data as of Oct 15, 2026, 4:00 PM ET. Filings: SEC EDGAR. Updated after every US trading day.